Licensed Occupation
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Licensed Occupation (United States)
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License Description:
Covered supervisory activities and products include regulatory compliance over trading, market making, underwriting and advertising of:
?Equity options
?Foreign currency options
?Interest rate options
?Index options
?Options on government and mortgage-backed securities
License Agency:
Financial Industry Regulatory Authority (FINRA)
http://www.finra.org/industry
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Source: CareerOneStop, sponsored by the U.S. Department of Labor (USDOL).
Note: Information on licensed occupations is gathered in each state by Labor Market Information units under a grant from USDOL. States are required to submit updated license information once every two years.