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Certification

Auditors

Certifying Organization
Society of Financial Examiners
www.sofe.org

Certification Details
● Education and Training Required? Yes
● Work Experience Required? Yes
● Oral or Written Exam Required? Yes

Accredited Financial Examiner Website

Certification Description
An Accredited Insurance Examiner (AIE) is awarded to insurance regulatory professionals who have been extensively trained in one of two primary fields of insurance regulation, Property and Casualty or Life and Health. To earn an AIE, an applicant must successfully complete the required course work under a single education path and meet the following employment and experience requirements:

Certifying Organization
Insurance Regulatory Examiners Society
https://www.go-ires.org/

Certification Details
● Education and Training Required? Yes
● Work Experience Required? Yes
● Oral or Written Exam Required? No
● Renewal Required? Every Year
● Renew through Continuing Educational Units (CEU)? Yes
● Does applicant have a choice of at least two options from above for renewal (CEU, CPD, or exam)? No

Accredited Insurance Examiner Website

Certification Description
The Associate in Premium Auditing program provides a sold foundation in essential auditing, accounting, and insurance principles. It will help you produce accurate premium audits that meet high professional and industry standards. After completing the APA program, you'll have in-depth knowledge of insurance operations and regulations, and business and financial analysis. You'll also have in-depth knowledge of premium auditing principles, practices, and procedures.

Certifying Organization
The Institutes
http://www.theinstitutes.org/

Certification Details
● Education and Training Required? Yes
● Oral or Written Exam Required? Yes
● Does applicant have a choice of at least two options from above for renewal (CEU, CPD, or exam)? No

Associate in Premium Auditing Website

Certification Description
By earning the Associate in Regulation and Compliance designation, you will gain a better understanding of the insurance regulatory environment and the effect regulation has on the business of insurance. You will be able to understand the interests of both insurance regulators and those who must comply with insurance regulation.

Certifying Organization
The Institutes
http://www.theinstitutes.org/

Certification Details
● Education and Training Required? Yes
● Oral or Written Exam Required? Yes
● Does applicant have a choice of at least two options from above for renewal (CEU, CPD, or exam)? No

Associate in Regulation and Compliance Website

Certification Description
The Insurance Institute of America's newly revised Associate in Risk Management (ARM) designation program will teach your employees the practical, relevant skills they need to help manage risk at all levels of your company.

Certifying Organization
The Institutes
http://www.theinstitutes.org/

Certification Details
● Education and Training Required? Yes
● Oral or Written Exam Required? Yes
● Does applicant have a choice of at least two options from above for renewal (CEU, CPD, or exam)? No

Associate in Risk Management Website

Certification Description
The Insurance Institute of America's newly revised Associate in Risk Management (ARM) designation program will teach your employees the practical, relevant skills they need to help manage risk at all levels of your company.

Certifying Organization
The Institutes
http://www.theinstitutes.org/

Certification Details
● Education and Training Required? No
● Oral or Written Exam Required? Yes
● Does applicant have a choice of at least two options from above for renewal (CEU, CPD, or exam)? No

Associate in Risk Management for Public Entities Website

Certification Description
With your AAPA designation, you will learn how to more effectively deliver solutions to your internal and external annuity customers. With your AAPA, you will learn: - How to differentiate the various annuity products and their uses - The role of technology in annuity administration - How annuities are marketed and distributed - Funding arrangements for pension products - Laws and regulations affecting annuities.

Certifying Organization
LOMA
http://www.loma.org/default.aspx

Certification Details
● Oral or Written Exam Required? Yes
● Renew through Continuing Educational Units (CEU)? No
● Renew through Re-Examination? No
● Renew through Continuing Professional Development (CPD)? No
● Does applicant have a choice of at least two options from above for renewal (CEU, CPD, or exam)? No

Associate, Annuity Products and Administration Website

Certifying Organization
American Petroleum Institute
http://www.api.org/

Certification Details
● Education and Training Required? Yes
● Work Experience Required? Yes
● Oral or Written Exam Required? Yes
● Renewal Required? Every 3 Years
● Renew through Continuing Educational Units (CEU)? No
● Renew through Re-Examination? No
● Renew through Continuing Professional Development (CPD)? Yes

Auditor Q1 Website

Certifying Organization
American Petroleum Institute
http://www.api.org/

Certification Details
● Education and Training Required? Yes
● Work Experience Required? Yes
● Oral or Written Exam Required? Yes
● Renewal Required? Every 3 Years
● Renew through Continuing Educational Units (CEU)? No
● Renew through Re-Examination? No
● Renew through Continuing Professional Development (CPD)? Yes
● Does applicant have a choice of at least two options from above for renewal (CEU, CPD, or exam)? No

Auditor Q2 Website

Certifying Organization
Institute of Internal Auditors
https://global.theiia.org/Pages/globaliiaHome.aspx

Certification Details
● Education and Training Required? Yes
● Work Experience Required? Yes
● Oral or Written Exam Required? Yes
● Does applicant have a choice of at least two options from above for renewal (CEU, CPD, or exam)? No

Certification in Control Self-Assessment Website

Certification Description
The Certification in Distressed Business Valuation (CDBV) is a unique valuation certification program designed to train and accredit professionals who value distressed assets, including distressed and/or bankrupt companies.

Certifying Organization
Association of Insolvency and Restructuring Advisors
https://www.aira.org/

Certification Details
● Work Experience Required? Yes
● Oral or Written Exam Required? Yes
● Renewal Required? Every 3 Years
● Renew through Continuing Educational Units (CEU)? Yes
● Renew through Re-Examination? No
● Renew through Continuing Professional Development (CPD)? No
● Does applicant have a choice of at least two options from above for renewal (CEU, CPD, or exam)? No

Certification in Distressed Business Valuation Website

Certification Description
The CRMA is designed for internal auditors and risk management professionals with responsibility for and experience in providing risk assurance, governance processes, quality assurance, or control self-assessment (CSA). It demonstrates an individual's ability to evaluate the dynamic components that comprise an organization's governance and enterprise risk management program and provide advice and assurance around these issues.

Certifying Organization
Institute of Internal Auditors
https://global.theiia.org/Pages/globaliiaHome.aspx

Certification Details
● Education and Training Required? Yes
● Work Experience Required? Yes
● Oral or Written Exam Required? Yes
● Renewal Required? Every Year
● Renew through Continuing Educational Units (CEU)? Yes
● Renew through Re-Examination? No
● Renew through Continuing Professional Development (CPD)? No
● Does applicant have a choice of at least two options from above for renewal (CEU, CPD, or exam)? No

Certification in Risk Management Assurance Website

Certification Description
The purpose of the Certified Bank Auditor (CBA) Continuing Professional Education (CPE) Program is to promote professional development and to provide a means for recognizing CBAs to keep current with industry changes or furthering their own development in banking, technology, auditing, or other disciplines that contribute to a CBA's growth and development. This program is designed to ensure that the skills, knowledge and expertise originally required to become a CBA, are maintained on a continuing basis.

Certifying Organization
BAI Center for Certification
https://www.bai.org/about-bai

Certification Details
● Education and Training Required? Yes
● Work Experience Required? Yes
● Either training or work experience required, but not both? No
● Oral or Written Exam Required? Yes
● Renewal Required? Every Year
● Renew through Continuing Educational Units (CEU)? Yes

Certified Bank Auditor Website

Certification Description
The Certified Biomedical Auditor is a professional who understands the principles of standards, regulations, directives and guidance for auditing a biomedical system while using various tools and techniques to examine, question, evaluate and report on that system's adequacy and deficiencies. A biomedical auditor analyzes all elements of the system and reports on how well it adheres to the criteria for management and control of process safety.

Certifying Organization
American Society for Quality
https://asq.org

Certification Details
● Work Experience Required? Yes
● Oral or Written Exam Required? Yes
● Renewal Required? Every 3 Years
● Renew through Continuing Educational Units (CEU)? Yes
● Renew through Re-Examination? Yes
● Renew through Continuing Professional Development (CPD)? Yes
● Does applicant have a choice of at least two options from above for renewal (CEU, CPD, or exam)? Yes

Certified Biomedical Auditor Website

Certifying Organization
Independent Community Bankers of America
http://www.icba.org/

Certification Details
● Oral or Written Exam Required? Yes
● Renewal Required? Every Year
● Renew through Continuing Educational Units (CEU)? Yes
● Renew through Re-Examination? No
● Renew through Continuing Professional Development (CPD)? No
● Does applicant have a choice of at least two options from above for renewal (CEU, CPD, or exam)? No

Certified Community Bank Auditor Website

Certification Description
This designation signifies an expert understanding of credit union internal auditing. The designation's comprehensive training addresses topics starting with fundamentals to advanced-including basic definitions, concepts and procedures-as well as specific aspects of auditing such as employee fraud investigations, communication, financial management and regulatory compliance requirements.

Certifying Organization
Credit Union National Association
https://www.cuna.org/Webassets/Pages/Home.aspx

Certification Details
● Education and Training Required? Yes
● Work Experience Required? Yes
● Oral or Written Exam Required? Yes
● Renewal Required? Every 3 Years
● Renew through Continuing Educational Units (CEU)? Yes
● Renew through Re-Examination? No
● Renew through Continuing Professional Development (CPD)? No
● Does applicant have a choice of at least two options from above for renewal (CEU, CPD, or exam)? No

Certified Credit Union Internal Auditor Website

Certifying Organization
Society of Financial Examiners
www.sofe.org

Certification Details
● Education and Training Required? Yes
● Work Experience Required? Yes
● Oral or Written Exam Required? Yes

Certified Financial Examiner Website

Certification Description
The FRM program is rigorous and is designed to measure a candidate's grasp of the latest technical and industry knowledge; successful completion of the program signifies a candidate's ability to keep pace with a rapidly changing financial landscape.

Certifying Organization
Global Association of Risk Professionals
http://www.garp.org

Certification Details
● Education and Training Required? Yes
● Work Experience Required? Yes
● Oral or Written Exam Required? Yes
● Renewal Required? Every 5 Years
● Renew through Continuing Educational Units (CEU)? Yes
● Renew through Re-Examination? No
● Renew through Continuing Professional Development (CPD)? No
● Does applicant have a choice of at least two options from above for renewal (CEU, CPD, or exam)? No

Certified Financial Risk Manager Website

Certifying Organization
Institute of Internal Auditors
https://global.theiia.org/Pages/globaliiaHome.aspx

Certification Details
● Education and Training Required? Yes
● Work Experience Required? Yes
● Either training or work experience required, but not both? Yes
● Oral or Written Exam Required? Yes
● Renewal Required? Every 2 Years
● Renew through Continuing Educational Units (CEU)? No
● Renew through Re-Examination? Yes
● Renew through Continuing Professional Development (CPD)? No
● Does applicant have a choice of at least two options from above for renewal (CEU, CPD, or exam)? No

Certified Financial Services Auditor Website

Certifying Organization
Institute of Internal Auditors
https://global.theiia.org/Pages/globaliiaHome.aspx

Certification Details
● Education and Training Required? Yes
● Work Experience Required? Yes
● Either training or work experience required, but not both? No
● Oral or Written Exam Required? Yes
● Renewal Required? Every 2 Years
● Renew through Continuing Educational Units (CEU)? No
● Renew through Re-Examination? Yes
● Renew through Continuing Professional Development (CPD)? No
● Does applicant have a choice of at least two options from above for renewal (CEU, CPD, or exam)? No

Certified Government Auditing Professional Website

Certification Description
The Certified HACCP Auditor is a professional who understands the standards and principles of auditing a HACCP-based (or process-safety) system. A HACCP Auditor uses various tools and techniques to examine, question, evaluate and report on that system's adequacy and deficiencies. The HACCP Auditor analyzes all elements of the system and reports on how well it adheres to the criteria for management and control of process safety.

Certifying Organization
American Society for Quality
https://asq.org

Certification Details
● Work Experience Required? Yes
● Oral or Written Exam Required? Yes
● Renew through Re-Examination? Yes
● Renew through Continuing Professional Development (CPD)? Yes
● Does applicant have a choice of at least two options from above for renewal (CEU, CPD, or exam)? Yes

Certified HACCP Auditor Website

Certification Description
A CIE is awarded to insurance regulatory professionals who have attained the AIE in one field and cross-trained in the other field. In order to earn a CIE, applicants must have previously earned (or meet the educational requirements to earn an AIE) under either the Property-Casualty Educational Path or a Life-Health Educational Path, complete the required course work following the same path taken to earn the AIE and meet certain employment and experience requirements.

Certifying Organization
Insurance Regulatory Examiners Society
https://www.go-ires.org/

Certification Details
● Education and Training Required? Yes
● Work Experience Required? Yes
● Oral or Written Exam Required? No
● Renewal Required? Every Year
● Renew through Continuing Educational Units (CEU)? Yes
● Does applicant have a choice of at least two options from above for renewal (CEU, CPD, or exam)? No

Certified Insurance Examiner Website

Certification Description
The Certified Internal Auditor (CIA) designation is the only globally accepted certification for internal auditors and remains the standard by which individuals demonstrate their competency and professionalism in the internal auditing field.

Certifying Organization
Institute of Internal Auditors
https://global.theiia.org/Pages/globaliiaHome.aspx

Certification Details
● Education and Training Required? Yes
● Work Experience Required? Yes
● Oral or Written Exam Required? Yes
● Renewal Required? Every 2 Years
● Renew through Continuing Professional Development (CPD)? Yes
● Does applicant have a choice of at least two options from above for renewal (CEU, CPD, or exam)? No

Certified Internal Auditor Website

Certification Description
The CMA (Certified Management Accountant) is the advanced professional certification specifically designed to measure the accounting and financial management skills that drive business performance.

Certifying Organization
The Association of Accountants and Financial Professionals in Business
https://www.imanet.org/?ssopc=1

Certification Details
● Education and Training Required? Yes
● Work Experience Required? Yes
● Either training or work experience required, but not both? No
● Oral or Written Exam Required? Yes
● Renewal Required? Every Year
● Renew through Continuing Educational Units (CEU)? Yes
● Renew through Re-Examination? No
● Renew through Continuing Professional Development (CPD)? No
● Does applicant have a choice of at least two options from above for renewal (CEU, CPD, or exam)? No

Certified Management Accountant Website

Certification Description
Medical auditing is a critical piece to compliant and profitable physician practices. As a Certified Professional Medical Auditor, you will be able to use your proven knowledge of coding and documentation guidelines to improve your or another practice's revenue cycle.

Certifying Organization
American Academy of Professional Coders
https://www.aapc.com/

Certification Details
● Education and Training Required? Yes
● Work Experience Required? Yes
● Oral or Written Exam Required? Yes
● Renewal Required? Every 2 Years
● Renew through Continuing Educational Units (CEU)? Yes
● Renew through Re-Examination? No
● Renew through Continuing Professional Development (CPD)? No
● Does applicant have a choice of at least two options from above for renewal (CEU, CPD, or exam)? No

Certified Professional Medical Auditor Website

Certification Description
Certified Public Accountant candidates must pass a national exam certifiying that they are eligible to be licensed in the state(s) of their choosing.

Certifying Organization
American Institute of Certified Public Accountants
http://www.aicpa.org/Pages/Default.aspx

Certification Details
● Oral or Written Exam Required? Yes

Certified Public Accountant Website

Certification Description
The Certified Quality Auditor is a professional who understands the standards and principles of auditing and the auditing techniques of examining, questioning, evaluating and reporting to determine a quality system's adequacy and deficiencies. The Certified Quality Auditor analyzes all elements of a quality system and judges its degree of adherence to the criteria of industrial management and quality evaluation and control systems.

Certifying Organization
American Society for Quality
https://asq.org

Certification Details
● Work Experience Required? Yes
● Oral or Written Exam Required? Yes
● Renewal Required? Every 3 Years
● Renew through Re-Examination? Yes
● Renew through Continuing Professional Development (CPD)? Yes
● Does applicant have a choice of at least two options from above for renewal (CEU, CPD, or exam)? Yes

Certified Quality Auditor Website

Certification Description
Applicable to financial services professionals whose primary function and expertise focus on the application, implementation and maintenance of relevant federal and state regulatory requirements as they relate to a financial services organization's business.

Certifying Organization
Institute of Certified Bankers
http://www.aba.com/Training/ICB/Pages/default.aspx

Certification Details
● Education and Training Required? Yes
● Work Experience Required? Yes
● Oral or Written Exam Required? Yes
● Renewal Required? Every 3 Years
● Renew through Continuing Educational Units (CEU)? Yes
● Does applicant have a choice of at least two options from above for renewal (CEU, CPD, or exam)? No

Certified Regulatory Compliance Manager Website

Certifying Organization
The National Alliance for Insurance Education and Research
http://www.scic.com/

Certification Details
● Education and Training Required? Yes
● Oral or Written Exam Required? Yes
● Renewal Required? Every Year
● Renew through Continuing Educational Units (CEU)? Yes
● Does applicant have a choice of at least two options from above for renewal (CEU, CPD, or exam)? No

Certified Risk Manager Website

Certification Description
As CTPs, these individuals are prepared to lead the treasury and finance profession in pursuit of excellence, having demonstrated comprehensive knowledge of corporate treasury management.

Certifying Organization
Association for Financial Professionals
http://www.afponline.org/

Certification Details
● Education and Training Required? Yes
● Work Experience Required? Yes
● Oral or Written Exam Required? Yes
● Renewal Required? Every 3 Years
● Renew through Continuing Educational Units (CEU)? Yes
● Renew through Re-Examination? No
● Renew through Continuing Professional Development (CPD)? No
● Does applicant have a choice of at least two options from above for renewal (CEU, CPD, or exam)? No

Certified Treasury Professional Website

Certification Description
Join the more than 1,700 CUNA Credit Union Compliance Expert (CUCE) designees who are leading their credit union through the industry's most challenging compliance issues. The CUCE designation was created by CUNA in an effort to help credit union compliance professionals keep current.

Certifying Organization
Credit Union National Association
https://www.cuna.org/Webassets/Pages/Home.aspx

Certification Details
● Education and Training Required? Yes
● Work Experience Required? Yes
● Oral or Written Exam Required? Yes
● Renewal Required? Every 3 Years
● Renew through Continuing Educational Units (CEU)? No
● Renew through Re-Examination? Yes
● Renew through Continuing Professional Development (CPD)? No
● Does applicant have a choice of at least two options from above for renewal (CEU, CPD, or exam)? No

Credit Union Compliance Expert Website

Certifying Organization
American Petroleum Institute
http://www.api.org/

Certification Details
● Education and Training Required? No
● Work Experience Required? No
● Oral or Written Exam Required? Yes
● Renewal Required? Every 3 Years
● Renew through Continuing Educational Units (CEU)? No
● Renew through Re-Examination? No
● Renew through Continuing Professional Development (CPD)? Yes
● Does applicant have a choice of at least two options from above for renewal (CEU, CPD, or exam)? No

Internal Auditor Q1 Website

Certifying Organization
American Petroleum Institute
http://www.api.org/

Certification Details
● Education and Training Required? No
● Work Experience Required? No
● Oral or Written Exam Required? Yes
● Renewal Required? Every 3 Years
● Renew through Continuing Educational Units (CEU)? No
● Renew through Re-Examination? No
● Renew through Continuing Professional Development (CPD)? Yes
● Does applicant have a choice of at least two options from above for renewal (CEU, CPD, or exam)? No

Internal Auditor Q2 Website

Certifying Organization
American Petroleum Institute
http://www.api.org/

Certification Details
● Education and Training Required? Yes
● Work Experience Required? Yes
● Oral or Written Exam Required? Yes
● Renewal Required? Every 3 Years
● Renew through Continuing Educational Units (CEU)? No
● Renew through Re-Examination? No
● Renew through Continuing Professional Development (CPD)? Yes
● Does applicant have a choice of at least two options from above for renewal (CEU, CPD, or exam)? No

Lead Auditor Q1 Website

Certifying Organization
American Petroleum Institute
http://www.api.org/

Certification Details
● Education and Training Required? Yes
● Work Experience Required? Yes
● Oral or Written Exam Required? Yes
● Renewal Required? Every 3 Years
● Renew through Continuing Educational Units (CEU)? No
● Renew through Re-Examination? No
● Renew through Continuing Professional Development (CPD)? Yes
● Does applicant have a choice of at least two options from above for renewal (CEU, CPD, or exam)? No

Lead Auditor Q2 Website

Certification Description
The QIAL provides you with credibility by demonstrating you have key leadership competencies valued by executives and stakeholders.

Certifying Organization
Institute of Internal Auditors
https://global.theiia.org/Pages/globaliiaHome.aspx

Certification Details
● Education and Training Required? Yes
● Work Experience Required? Yes
● Oral or Written Exam Required? Yes
● Renewal Required? Every 5 Years
● Renew through Continuing Educational Units (CEU)? No
● Renew through Re-Examination? No
● Renew through Continuing Professional Development (CPD)? Yes
● Does applicant have a choice of at least two options from above for renewal (CEU, CPD, or exam)? No

Qualification in Internal Audit Leadership Website

Certification Description
To ensure continued maximum effectiveness, a quality management system requires regular performance assessment. This is best achieved by using competent auditors. RABQSA's Qualification-based QMS Auditor Certification Scheme meets and exceeds the qualification guidelines described in ISO 19011:2002.

Certifying Organization
Exemplar Global
http://exemplarglobal.org/

Certification Details
● Work Experience Required? Yes
● Oral or Written Exam Required? Yes
● Renewal Required? Every 3 Years
● Renew through Continuing Educational Units (CEU)? Yes
● Renew through Continuing Professional Development (CPD)? Yes

Quality Management System Auditor Website

Source: CareerOneStop, sponsored by the U.S. Department of Labor (USDOL).